| 2013 | City Link Security previously known as Asia Global Finance & Security Malaysia | Unauthorised usage of the SC’s name on their website | SC |
| 13.07.2012 | One AutoCash | | BNMSC |
| 2012 | 1 World Energy Berhad (873165-M) | Issuance of shares without registering prospectus with the SC | SC |
| 2012 | Tosk Finance Group | | SC |
| 2012 | Omega Trading Omega Trading Group | | SC |
| 2012 | Lee Byers Ltd | | SC |
| 2012 | East Cape Mining Corporation Limited | | SC |
| 2012 | APG Reit / Asia Property Group (APG) / CH APG (M) Sdn Bhd. | | SC |
| 2011 | Uzir bin Abdul Samad (IC No: 720824-01-5543) | | SC |
| 2011 | UAS Bistari Management Sdn Bhd (806034-H) | | SC |
| 2011 | SLV Solutions Sdn Bhd. | Affiliated with Imal2u and IPC International who appear to be offering Imal2U’s IPO’s with… | SC |
| 2011 | SLV Worldwide Inc | | SC |
| 2011 | Sphinx Asia Wealth Management | | SC |
| 2011 | RS Investment / RS Invest / RS Life Fund Management | | SC |
| 2011 | Matrix Synergy Ltd | | SC |
| 2011 | Mohd Shahrul Firdaus bin Zakaria (individual) (NRIC number: 851220-08-5049) | | SC |
| 2011 | Mohd Khalid bin Sujud (individual) (NRIC number: 870516-01-5609) | | SC |
| 2011 | IPC International Group Sdn Bhd | Affiliated with Imal2u who appears to be offering Imal2U’s IPO’s without a license; unable… | SC |
| 2011 | Imal Global Sdn Bhd | Imal2u’s offering of IPO on SLV Worldwide’s website without a license, unable to submit su… | SC |
| 2011 | IPC Shopping Services (M) Sdn Bhd | | SC |
| 2011 | Global World Acquisition (Global World Mergers and Acquisitions) | | SC |
| 2011 | Goldenway Securities Co. Ltd | The fake link/website was attributed to Goldenway Securities Co. Ltd, a HK SFC licensed co… | SC |
| 2011 | Fenton Power International | Not licensed by the SC to conduct capital market activities | SC |
| 2011 | Fakhrul Razi bin Ahmad Husni (individual) (NRIC number: 910727-08-6013) | | SC |
| 2011 | Fakhrul Mukmin bin Ahmad Husni (individual) (NRIC number: 840922-08-5891) | | SC |
| 2011 | Fakhrul Arif bin Ahmad Husni (individual) (NRIC number: 880526-08-6063) | | SC |
| 2011 | Extensa Financial Services | | SC |
| 2011 | Aipost Limited / Aipost | | SC |
| 2011 | AAIC Buillion Refineries Group Ltd / ABRG / ABRG Services Sdn Bhd | | SC |
| 2011 | Ahmad Nazmi bin Mohamed (individual) (NRIC number: 850521-03-5243) | | SC |
| 2011 | Ahmad Fauzi bin Ambran (individual) (NRIC number: 770709-08-5605) | | SC |
| 2010 | Tian Ping | | SC |
| 2010 | Vantage Capital Ltd | | SC |
| 2010 | Virgin Gold / Virgin Gold Mining Corporation | | SC |
| 2010 | SJ Asset Management Sdn Bhd | Breach of regulatory requirement as well as furnishing false & misleading information and … | SC |
| 2010 | Remisier | | SC |
| 2010 | Rantau Simfoni Sdn Bhd | | SC |
| 2010 | Pure Investor / PIPS | | SC |
| 2010 | Northern Investment Bank / EON Exchange / Euro FinBank | | SC |
| 2010 | FX Capital Consultant Sdn Bhd | | SC |
| 2010 | Eon Exchange | | SC |
| 2010 | Euro FinBank | | SC |
| 2010 | Dana Haji Jasman bin Mat Salleh / Dana Warisan Islam / Wang Amanah Warisan Islam | | SC |
| 2010 | International Boustead Bond | | SC |
| 2009 | Yuma Investments Limited | | SC |
| 2009 | Variable Move Sdn Bhd (659761-P) | | SC |
| 2009 | Stockbridge Consultants | | SC |
| 2009 | Infinity Exchange Board | | SC |
| 2009 | Future Portfolio Resources | | SC |
| 2009 | FCPO Investment Group | | SC |
| 2009 | Dataran Teroka 2015 Bhd | | SC |
| 2009 | CCLF (Malaysia) Sdn Bhd (810679-H) | | SC |
| 2009 | Bestino Group Bhd | Issuance of shares without prospectus | SC |
| 2009 | Asian AIM Incubator Co. Ltd | | SC |
| 2008 | Ziyaaudhin NYC Agency Sdn Bhd | | SC |
| 2008 | Steinberg Investment Research AG | | SC |
| 2008 | RHB Securities / RHB Finance | | SC |
| 2008 | Reges Enterprise Sdn Bhd | | SC |
| 2008 | Omega Capital Management | | SC |
| 2008 | MYOE Networks (M) Berhad | | SC |
| 2008 | Hollinger Newcastle Limited | Unlicensed activities | SC |
| 2008 | Exelasia Capital Sdn Bhd | | SC |
| 2008 | Changrongkonggu | | SC |
| 2008 | CSI Venture Capital (M) Berhad | | SC |
| 2008 | Conduit Capital Ltd | | SC |
| 2008 | CCLF (M) Sdn Bhd / Conduit Capital Ltd | | SC |
| 2008 | Beneficence International (Group) Company Ltd / Beneficence Agency. Products: CSI Garant Funds, CSI, and Credit Suisse Investment | | SC |
| 2008 | API Mutual LLC | | SC |
| 2008 | ABFund | | SC |
| 2007 | A3 Union | | SC |
| 2007 | Win Li Fund | | SC |
| 2007 | Venturemax International | | SC |
| 2007 | USA Traders Company | | SC |
| 2007 | Ugifund | | SC |
| 2007 | UeBond | | SC |
| 2007 | Solid Investment | | SC |
| 2007 | Swiss Cash Invest | | SC |
| 2007 | Sweden Fund | | SC |
| 2007 | Robinson Asset Management | | SC |
| 2007 | Remno Club | | SC |
| 2007 | My Share | | SC |
| 2007 | My Dinar | | SC |
| 2007 | Maxficient Consultancy Sdn Bhd | | SC |
| 2007 | Mutual Element Sdn Bhd | | SC |
| 2007 | Mutual Element Concept Sdn Bhd | | SC |
| 2007 | Locke Guaranty Trust (NZ) Ltd | | SC |
| 2007 | Locke Capital Investment (BVI) Ltd | | SC |
| 2007 | IDFK Commercial management | | SC |
| 2007 | IDFK International Management Inc | | SC |
| 2007 | Global Investment Network System (GINS) | | SC |
| 2007 | Global Assets | | SC |
| 2007 | Good Credit Asset Management | | SC |
| 2007 | Goodwin Capital management Ltd | | SC |
| 2007 | Fical | | SC |
| 2007 | FX Consultant | | SC |
| 2007 | Eduit2u.com | | SC |
| 2007 | E-Suisse Fund | | SC |
| 2007 | E-Barrel | | SC |
| 2007 | Eubond.com | | SC |
| 2007 | eUK Gold | | SC |