| 2018 | AlgoMerchant Pte Ltd | Conducting unlicensed capital market activity | SC |
| 17.05.2017 | Itradex | Not licensed to conduct regulated activities nor approved to do offering of securities / d… | BNMSC |
| 09.05.2017 | Efzinitus Capital Pte Ltd | | BNMSC |
| 2017 | Wilra Malaysia Berhad | | SC |
| 2017 | Siti Mohaya Binti Mohd Zainal | Unlicensed capital market activity | SC |
| 2017 | SBMA Investment LLC (Southeast Business Management Agency, SBMA) | | SC |
| 2017 | Sukuk.biz | | SC |
| 2017 | Questra World / Questra Holdings / Atlantic Global Asset Management | Not licensed by SC to conduct capital market activities | SC |
| 2017 | Pruton Mega Holding Limited / Pruton FX / Pruton Investment Holding Limited | | SC |
| 2017 | Pollywood | | SC |
| 2017 | PE Group Ltd | Not registered to conduct private equity activities | SC |
| 2017 | PT Rex Capital Futures / Rex Capital International Management / Rex Capital Solution / Rex Capitals Malaysia | Not licensed by the SC to conduct regulated activities under the CMSA | SC |
| 2017 | Nassozi Rashida | Misuse of SC’s name in a possible fraud/ unlicensed scheme | SC |
| 2017 | Jarama Universal Sdn Bhd | Not licensed by the SC to conduct regulated activities under the CMSA | SC |
| 2017 | Francis Tan @ Tan Poh Choon (NRIC: 470321105441) (Old IC: 2147073) | Unlicensed capital market activity | SC |
| 2017 | FM Trader (FM Marketing Ltd / FM-fx) | | SC |
| 2017 | Financial.org | | SC |
| 2017 | Ethtrade Limited / Ethtrade Global Limited | Not licensed by SC to conduct capital market activities | SC |
| 2017 | Dusten Johnson | Misuse of SC’s name in a possible fraud/ unlicensed scheme | SC |
| 2017 | Ahmad Amiruddin Mohamed | Unlicensed capital market activity | SC |
| 2017 | A.A.M Global Corporation Sdn Bhd (786134-V) / AAM Academy | Unlicensed capital market activity | SC |
| 2017 | AGC Group / AGC Fund Management | Misuse of SC’s name in a possible fraud/ unlicensed scheme | SC |
| 2017 | Asian Equity / Asia Equity Ventures | | SC |
| 2016 | Unifunds | | SC |
| 2016 | Stack Options | | SC |
| 2016 | RK Oriental Innovation / Zillion Investor Plan | Not licensed by the SC to conduct regulated activities under the CMSA | SC |
| 2016 | First East Export Bank Offshore Labuan | Fake documents purportedly issued by the Securities Commission Malaysia to support the sch… | SC |
| 2016 | CPOTrading.com / CPO Resources / Crude Palm Trading Sdn Bhd | Not licensed by the SC to conduct regulated activities under the CMSA | SC |
| 2015 | Build Rich Enterprise | Not licensed by SC to conduct capital market activities | BNMSC |
| 2015 | Vibgyor International Incorporation | Not licensed by the SC to conduct capital market activities in Malaysia | SC |
| 2015 | UTokens, UToken Mutual Fund | Not licensed by SC to conduct capital market activities | SC |
| 2015 | States Energy Capital | | SC |
| 2015 | Solidus International | Not licensed by the SC to conduct regulated activities under the CMSA | SC |
| 2015 | Proven Oil Asia | | SC |
| 2015 | Mohd Fairouz bin Mohd Din (IC No : 800726-01-6235) | | SC |
| 2015 | DM Rise Enterprise | Not licensed to carry out regulated activities under the CMSA | SC |
| 2015 | Asean Paradize Incorporated | Not licensed by SC to conduct capital market activities | SC |
| 2015 | Asean Union Incorporated | Not licensed by SC to conduct capital market activities | SC |
| 2015 | Asean Union (Labuan) Foundation | Not licensed by SC to conduct capital market activities | SC |
| 25.07.2014 | UFUNCLUB | Not licensed by the SC to conduct capital market activities | BNMSC |
| 2014 | West Street Management Sdn Bhd | | SC |
| 2014 | VVIP Club 88 | Not licensed by the SC to conduct capital market activities | SC |
| 2014 | SRCT & RTCT (UK) Specialist Sdn Bhd | Misuse of SC’s logo. | SC |
| 2014 | SRGold Exchange Berhad | | SC |
| 2014 | Persian Move Forward Sdn Bhd | | SC |
| 2014 | Patrick George Harvey (individual) Passport: 1) 761052713, 2) 099223965 | | SC |
| 2014 | Prestige Bullion / GB Consulting Sdn Bhd | Not licensed by the SC to dealing in derivatives; | SC |
| 2014 | KTC Capital Management | | SC |
| 2014 | Kuala Lumpur Mercantile Exchange | The entity named “The Kuala Lumpur Mercantile Exchange” with URL www.klmex.org and email a… | SC |
| 2014 | Capstone Alliance Group | | SC |
| 2014 | Boss Venture / Cash Deal Sdn Bhd | Not licensed by the SC to conduct capital market activities | SC |
| 2014 | Alvin Low Wei Yan (individual) (NRIC number: 710516-10-5513) | | SC |
| 12.11.2013 | Futurebarrel.com | | BNMSC |
| 2013 | Jalatama Management Sdn Bhd (929594-W) | | BNMSC |
| 2013 | Union Stockholm Management Group | | SC |
| 2013 | RGCX Trading Corporation / Rapid Gold Currency Trading Corporation | Not licensed by the SC to conduct capital market activities | SC |
| 2013 | Kassim & Co Advocates (Mont’ Kiara, Kuala Lumpur) | Unauthorised use of the SC’s logo and name | SC |
| 2013 | Kelab Kebajikan Dan Sosial Tun Teja Malaysia (KKDSTTM) / YDS Corporate Line Sdn Bhd / YDS Holdings Groups Bhd | | SC |
| 2013 | Euro Asian Securities | Not licensed by the SC to conduct capital market activities | SC |
| 2013 | City Link Security previously known as Asia Global Finance & Security Malaysia | Unauthorised usage of the SC’s name on their website | SC |
| 13.07.2012 | One AutoCash | | BNMSC |
| 2012 | 1 World Energy Berhad (873165-M) | Issuance of shares without registering prospectus with the SC | SC |
| 2012 | Tosk Finance Group | | SC |
| 2012 | Omega Trading Omega Trading Group | | SC |
| 2012 | Lee Byers Ltd | | SC |
| 2012 | East Cape Mining Corporation Limited | | SC |
| 2012 | APG Reit / Asia Property Group (APG) / CH APG (M) Sdn Bhd. | | SC |
| 2011 | Uzir bin Abdul Samad (IC No: 720824-01-5543) | | SC |
| 2011 | UAS Bistari Management Sdn Bhd (806034-H) | | SC |
| 2011 | SLV Solutions Sdn Bhd. | Affiliated with Imal2u and IPC International who appear to be offering Imal2U’s IPO’s with… | SC |
| 2011 | SLV Worldwide Inc | | SC |
| 2011 | Sphinx Asia Wealth Management | | SC |
| 2011 | RS Investment / RS Invest / RS Life Fund Management | | SC |
| 2011 | Matrix Synergy Ltd | | SC |
| 2011 | Mohd Shahrul Firdaus bin Zakaria (individual) (NRIC number: 851220-08-5049) | | SC |
| 2011 | Mohd Khalid bin Sujud (individual) (NRIC number: 870516-01-5609) | | SC |
| 2011 | IPC International Group Sdn Bhd | Affiliated with Imal2u who appears to be offering Imal2U’s IPO’s without a license; unable… | SC |
| 2011 | Imal Global Sdn Bhd | Imal2u’s offering of IPO on SLV Worldwide’s website without a license, unable to submit su… | SC |
| 2011 | IPC Shopping Services (M) Sdn Bhd | | SC |
| 2011 | Global World Acquisition (Global World Mergers and Acquisitions) | | SC |
| 2011 | Goldenway Securities Co. Ltd | The fake link/website was attributed to Goldenway Securities Co. Ltd, a HK SFC licensed co… | SC |
| 2011 | Fenton Power International | Not licensed by the SC to conduct capital market activities | SC |
| 2011 | Fakhrul Razi bin Ahmad Husni (individual) (NRIC number: 910727-08-6013) | | SC |
| 2011 | Fakhrul Mukmin bin Ahmad Husni (individual) (NRIC number: 840922-08-5891) | | SC |
| 2011 | Fakhrul Arif bin Ahmad Husni (individual) (NRIC number: 880526-08-6063) | | SC |
| 2011 | Extensa Financial Services | | SC |
| 2011 | Aipost Limited / Aipost | | SC |
| 2011 | AAIC Buillion Refineries Group Ltd / ABRG / ABRG Services Sdn Bhd | | SC |
| 2011 | Ahmad Nazmi bin Mohamed (individual) (NRIC number: 850521-03-5243) | | SC |
| 2011 | Ahmad Fauzi bin Ambran (individual) (NRIC number: 770709-08-5605) | | SC |
| 2010 | Tian Ping | | SC |
| 2010 | Vantage Capital Ltd | | SC |
| 2010 | Virgin Gold / Virgin Gold Mining Corporation | | SC |
| 2010 | SJ Asset Management Sdn Bhd | Breach of regulatory requirement as well as furnishing false & misleading information and … | SC |
| 2010 | Remisier | | SC |
| 2010 | Rantau Simfoni Sdn Bhd | | SC |
| 2010 | Pure Investor / PIPS | | SC |
| 2010 | Northern Investment Bank / EON Exchange / Euro FinBank | | SC |
| 2010 | FX Capital Consultant Sdn Bhd | | SC |
| 2010 | Eon Exchange | | SC |