| 2008 | CCLF (M) Sdn Bhd / Conduit Capital Ltd | | SC |
| 2008 | Beneficence International (Group) Company Ltd / Beneficence Agency. Products: CSI Garant Funds, CSI, and Credit Suisse Investment | | SC |
| 2008 | API Mutual LLC | | SC |
| 2008 | ABFund | | SC |
| 2009 | Yuma Investments Limited | | SC |
| 2009 | Variable Move Sdn Bhd (659761-P) | | SC |
| 2009 | Stockbridge Consultants | | SC |
| 2009 | Infinity Exchange Board | | SC |
| 2009 | Future Portfolio Resources | | SC |
| 2009 | FCPO Investment Group | | SC |
| 2009 | Dataran Teroka 2015 Bhd | | SC |
| 2009 | CCLF (Malaysia) Sdn Bhd (810679-H) | | SC |
| 2009 | Bestino Group Bhd | Issuance of shares without prospectus | SC |
| 2009 | Asian AIM Incubator Co. Ltd | | SC |
| 2010 | Tian Ping | | SC |
| 2010 | Vantage Capital Ltd | | SC |
| 2010 | Virgin Gold / Virgin Gold Mining Corporation | | SC |
| 2010 | SJ Asset Management Sdn Bhd | Breach of regulatory requirement as well as furnishing false & misleading information and … | SC |
| 2010 | Remisier | | SC |
| 2010 | Rantau Simfoni Sdn Bhd | | SC |
| 2010 | Pure Investor / PIPS | | SC |
| 2010 | Northern Investment Bank / EON Exchange / Euro FinBank | | SC |
| 2010 | FX Capital Consultant Sdn Bhd | | SC |
| 2010 | Eon Exchange | | SC |
| 2010 | Euro FinBank | | SC |
| 2010 | Dana Haji Jasman bin Mat Salleh / Dana Warisan Islam / Wang Amanah Warisan Islam | | SC |
| 2010 | International Boustead Bond | | SC |
| 2011 | Uzir bin Abdul Samad (IC No: 720824-01-5543) | | SC |
| 2011 | UAS Bistari Management Sdn Bhd (806034-H) | | SC |
| 2011 | SLV Solutions Sdn Bhd. | Affiliated with Imal2u and IPC International who appear to be offering Imal2U’s IPO’s with… | SC |
| 2011 | SLV Worldwide Inc | | SC |
| 2011 | Sphinx Asia Wealth Management | | SC |
| 2011 | RS Investment / RS Invest / RS Life Fund Management | | SC |
| 2011 | Matrix Synergy Ltd | | SC |
| 2011 | Mohd Shahrul Firdaus bin Zakaria (individual) (NRIC number: 851220-08-5049) | | SC |
| 2011 | Mohd Khalid bin Sujud (individual) (NRIC number: 870516-01-5609) | | SC |
| 2011 | IPC International Group Sdn Bhd | Affiliated with Imal2u who appears to be offering Imal2U’s IPO’s without a license; unable… | SC |
| 2011 | Imal Global Sdn Bhd | Imal2u’s offering of IPO on SLV Worldwide’s website without a license, unable to submit su… | SC |
| 2011 | IPC Shopping Services (M) Sdn Bhd | | SC |
| 2011 | Global World Acquisition (Global World Mergers and Acquisitions) | | SC |
| 2011 | Goldenway Securities Co. Ltd | The fake link/website was attributed to Goldenway Securities Co. Ltd, a HK SFC licensed co… | SC |
| 2011 | Fenton Power International | Not licensed by the SC to conduct capital market activities | SC |
| 2011 | Fakhrul Razi bin Ahmad Husni (individual) (NRIC number: 910727-08-6013) | | SC |
| 2011 | Fakhrul Mukmin bin Ahmad Husni (individual) (NRIC number: 840922-08-5891) | | SC |
| 2011 | Fakhrul Arif bin Ahmad Husni (individual) (NRIC number: 880526-08-6063) | | SC |
| 2011 | Extensa Financial Services | | SC |
| 2011 | Aipost Limited / Aipost | | SC |
| 2011 | AAIC Buillion Refineries Group Ltd / ABRG / ABRG Services Sdn Bhd | | SC |
| 2011 | Ahmad Nazmi bin Mohamed (individual) (NRIC number: 850521-03-5243) | | SC |
| 2011 | Ahmad Fauzi bin Ambran (individual) (NRIC number: 770709-08-5605) | | SC |
| 2012 | 1 World Energy Berhad (873165-M) | Issuance of shares without registering prospectus with the SC | SC |
| 2012 | Tosk Finance Group | | SC |
| 2012 | Omega Trading Omega Trading Group | | SC |
| 2012 | Lee Byers Ltd | | SC |
| 2012 | East Cape Mining Corporation Limited | | SC |
| 2012 | APG Reit / Asia Property Group (APG) / CH APG (M) Sdn Bhd. | | SC |
| 13.07.2012 | Great Access Sdn Bhd (517965-X) | | BNM |
| 13.07.2012 | AU79 International | | BNM |
| 13.07.2012 | AU Niaga Sdn Bhd (907806-W) | | BNM |
| 13.07.2012 | Al-Saliha Worlwide Sdn. Bhd. (628267-M) | | BNM |
| 13.07.2012 | 1Gold.com.my | | BNM |
| 13.07.2012 | 1globalcash | | BNM |
| 13.07.2012 | Bumi Klasik Warisan Enterprise | | BNM |
| 13.07.2012 | DNA Profile Sdn Bhd (245435-W) | | BNM |
| 13.07.2012 | Degold Empire Sdn Bhd (882335-M) | | BNM |
| 13.07.2012 | Dana Haji Jasman | | BNM |
| 13.07.2012 | Ezey Marketing | | BNM |
| 13.07.2012 | Extra Capital Programme | | BNM |
| 13.07.2012 | East Cape Mining Corp | | BNM |
| 13.07.2012 | FNZ Capital Limited | | BNM |
| 13.07.2012 | Flexsy Enterprise & Barrilorne Corp | | BNM |
| 13.07.2012 | FE Brands (M) Sdn Bhd (1000656-H) | | BNM |
| 13.07.2012 | Gorgeous Chain Sdn Bhd (841928-P) | | BNM |
| 13.07.2012 | Global Venture Financing | | BNM |
| 13.07.2012 | Global Creation Trading | | BNM |
| 13.07.2012 | GGF Golden House Sdn Bhd (803753-W) | | BNM |
| 13.07.2012 | Gan Patt Services | | BNM |
| 13.07.2012 | Gain FX Capital Sdn Bhd | | BNM |
| 13.07.2012 | Honest Group Ltd | | BNM |
| 13.07.2012 | Hexa Commerce Sdn Bhd (645798-X) | | BNM |
| 13.07.2012 | Isothree Gold Sdn Bhd (906561-K) | | BNM |
| 13.07.2012 | IGC Diamond | | BNM |
| 13.07.2012 | Iconhill Holding Sdn Bhd (810775-P) | | BNM |
| 13.07.2012 | JTGold | | BNM |
| 13.07.2012 | JMI Global | | BNM |
| 13.07.2012 | JM Communications & Technology Sdn Bhd (702054-V) | | BNM |
| 13.07.2012 | Jazlaan Enterprise | | BNM |
| 13.07.2012 | Kris Plus Enterprise (IP0238424-A) | | BNM |
| 13.07.2012 | LocalAdClick | | BNM |
| 13.07.2012 | Life Time Holidays Sdn Bhd (727129-U) | | BNM |
| 13.07.2012 | Liberty Reserve | | BNM |
| 13.07.2012 | Lestari2U | | BNM |
| 13.07.2012 | Megaherbs Bioextreme (001946380-K) | | BNM |
| 13.07.2012 | Mega Dynasty Sdn Bhd (931589-V) | | BNM |
| 13.07.2012 | Mari Wholesale (M) Sdn Bhd (556117-T) | | BNM |
| 13.07.2012 | One AutoCash | | BNMSC |
| 13.07.2012 | Provisio Multimedia | | BNM |
| 13.07.2012 | Projek Duit 2012 | | BNM |
| 13.07.2012 | Program I-Rich | | BNM |
| 13.07.2012 | Program 10 Bulan Forex Trading | | BNM |