Warning List Entities
The complete merged BNM Financial Consumer Alert and SC Investor Alert List, standardised and checked daily.
Showing 1701–1800 of 1,952 entities18 / 20
| Added | Entity | Category | List |
|---|---|---|---|
| 2018 | SMCI Corporation | Carrying out unlicensed activities – marketing of foreign Pre-IPO shares in Malaysia | BNMSC |
| 2018 | TP Eagle Venture Sdn Bhd (1114378-M) | Carrying out unlicensed capital market activities of dealing in securities and derivatives | BNMSC |
| 2018 | Second Investment | Carrying out unlicensed activity and misuse of SC’s name in marketing activities | SC |
| 2018 | GMCI Infinity Sdn Bhd (1146449-V) | Carrying out unlicensed activities – marketing of foreign Pre-IPO shares in Malaysia | SC |
| 2018 | BinaryBook | Carrying out unlicensed capital market activities of dealing in securities and derivatives | SC |
| 2018 | 777 Trades Research Services | Carrying out regulated capital market activities of fund management, financial planning an… | SC |
| 2018 | Zulkifli Abdul Razak (Zulle Razak) | Carrying out unlicensed capital market activities | SC |
| 2018 | XM platform operated by Trading Point Holdings Ltd / XM Malaysia | Carrying out unlicensed capital market activities | SC |
| 2018 | VI Profit Galaxy | Promoting LavidaCoin initial coin offering | SC |
| 2018 | Trade12.com (Exo Capital Markets Limited) | Conducting unlicensed capital market activities | SC |
| 2018 | TM Capitals Sdn Bhd / TM Capitals Asset Managers Sdn Bhd | Cloning of a licensed intermediary’s website (VCAP Asset Managers Sdn Bhd) and conducting … | SC |
| 2018 | Snico Neo Management Sdn Bhd (“SNICO”) | Carrying on the unlicensed capital market activitiy particularly the offering of the pre-I… | SC |
| 2018 | School of Independent Stock Traders | Carrying out unlicensed capital market activities | SC |
| 2018 | Sekolah Saham Malaysia | Carrying out unlicensed capital market activities | SC |
| 2018 | Signify Ltd | Carrying out unlicensed capital market activities | SC |
| 2018 | Smartex International Ltd | Conducting unlicensed capital market activities | SC |
| 2018 | Rich Magnet Pro Sdn Bhd | Carrying out unlicensed capital market activities | SC |
| 2018 | Raja An Nurum Muhammadun Jamil Iqbal bin Mohamed @Mohd Beta (NRIC no. 791102-01-5849) | Conducting unlicensed capital market activities (holding out as CMSRL). Related to Mthreep… | SC |
| 2018 | Pantop Corporation | Unlicensed activities – marketing of foreign Pre-IPO shares to Malaysians | SC |
| 2018 | OTM Capital / OTM Capital Malaysia | Conducting unlicensed capital market activities | SC |
| 2018 | Olymp Trade / Olymp Trade Malaysia | Conducting unlicensed capital market activities | SC |
| 2018 | Nanopac (M) Sdn Bhd (634805-K) | Carrying out unlicensed capital market activity particularly the offering of the pre-IPO s… | SC |
| 2018 | Nuraziayati Bahori | Carrying out unlicensed capital market activities | SC |
| 2018 | Mohd Saiful Azuan Ramli | Carrying out unregulated activities. | SC |
| 2018 | Midana Capital Inc. | Carrying out unregulated activities. | SC |
| 2018 | MGSB Holdings Sdn Bhd | Carrying out unlicensed capital market activities | SC |
| 2018 | Dato’ Mohd Azhar Hj Fauzi | Carrying out unlicensed activity and misuse of SC’s name and logo on a forged letter | SC |
| 2018 | Mthreepttwo Rich Resources (JM0720064-T) | Related to Raja An Nurum Muhammadun Jamil Iqbal bin Mohamed@Mohd Beta who holds out as CMS… | SC |
| 2018 | LUX Galaxies | Promoting LavidaCoin initial coin offering | SC |
| 2018 | LKV International Sdn Bhd | Carrying out capital market regulated activities of Dealing in Securities without a licens… | SC |
| 2018 | Katana Securities | Conducting unlicensed capital market activity | SC |
| 2018 | IG Fund Malaysia | Carrying out unlicensed activity and misuse of SC’s name and logo on a forged letter | SC |
| 2018 | GainAngel International Sdn Bhd (975150-T) | Carrying out unlicensed capital market activity particularly the offering of the pre-IPO s… | SC |
| 2018 | GreenFields Capital | Carrying out unlicensed capital market activities | SC |
| 2018 | Gulf Capital Malaysia | Carrying out unlicensed activity and misuse of SC’s name and logo on a forged letter | SC |
| 2018 | DSV Cryptoclub | Promoting LavidaCoin initial coin offering | SC |
| 2018 | Dagang Algomecs Sdn Bhd (“Algomecs”) | Dagang Algomecs Sdn Bhd (“Algomecs”) was found to have provided automated trading and inve… | SC |
| 2018 | CopyCash Foundation and CopyCashCoin | Initial Coin Offering | SC |
| 2018 | Binaryonline.com | Carrying on the regulated activity of dealing in derivatives by offering binary options | SC |
| 2018 | Bridge Capital Advisors / BCI International PLC | Conducting unlicensed capital market activities | SC |
| 2018 | Akademi Saham Malaysia | Carrying out unregulated activities | SC |
| 2018 | AlgoMerchant Pte Ltd | Conducting unlicensed capital market activity | SC |
| 17.05.2017 | Itradex | Not licensed to conduct regulated activities nor approved to do offering of securities / d… | BNMSC |
| 09.05.2017 | Efzinitus Capital Pte Ltd | BNMSC | |
| 2017 | Wilra Malaysia Berhad | SC | |
| 2017 | Siti Mohaya Binti Mohd Zainal | Unlicensed capital market activity | SC |
| 2017 | SBMA Investment LLC (Southeast Business Management Agency, SBMA) | SC | |
| 2017 | Sukuk.biz | SC | |
| 2017 | Questra World / Questra Holdings / Atlantic Global Asset Management | Not licensed by SC to conduct capital market activities | SC |
| 2017 | Pruton Mega Holding Limited / Pruton FX / Pruton Investment Holding Limited | SC | |
| 2017 | Pollywood | SC | |
| 2017 | PE Group Ltd | Not registered to conduct private equity activities | SC |
| 2017 | PT Rex Capital Futures / Rex Capital International Management / Rex Capital Solution / Rex Capitals Malaysia | Not licensed by the SC to conduct regulated activities under the CMSA | SC |
| 2017 | Nassozi Rashida | Misuse of SC’s name in a possible fraud/ unlicensed scheme | SC |
| 2017 | Jarama Universal Sdn Bhd | Not licensed by the SC to conduct regulated activities under the CMSA | SC |
| 2017 | Francis Tan @ Tan Poh Choon (NRIC: 470321105441) (Old IC: 2147073) | Unlicensed capital market activity | SC |
| 2017 | FM Trader (FM Marketing Ltd / FM-fx) | SC | |
| 2017 | Financial.org | SC | |
| 2017 | Ethtrade Limited / Ethtrade Global Limited | Not licensed by SC to conduct capital market activities | SC |
| 2017 | Dusten Johnson | Misuse of SC’s name in a possible fraud/ unlicensed scheme | SC |
| 2017 | Ahmad Amiruddin Mohamed | Unlicensed capital market activity | SC |
| 2017 | A.A.M Global Corporation Sdn Bhd (786134-V) / AAM Academy | Unlicensed capital market activity | SC |
| 2017 | AGC Group / AGC Fund Management | Misuse of SC’s name in a possible fraud/ unlicensed scheme | SC |
| 2017 | Asian Equity / Asia Equity Ventures | SC | |
| 2016 | Unifunds | SC | |
| 2016 | Stack Options | SC | |
| 2016 | RK Oriental Innovation / Zillion Investor Plan | Not licensed by the SC to conduct regulated activities under the CMSA | SC |
| 2016 | First East Export Bank Offshore Labuan | Fake documents purportedly issued by the Securities Commission Malaysia to support the sch… | SC |
| 2016 | CPOTrading.com / CPO Resources / Crude Palm Trading Sdn Bhd | Not licensed by the SC to conduct regulated activities under the CMSA | SC |
| 2015 | Build Rich Enterprise | Not licensed by SC to conduct capital market activities | BNMSC |
| 2015 | Vibgyor International Incorporation | Not licensed by the SC to conduct capital market activities in Malaysia | SC |
| 2015 | UTokens, UToken Mutual Fund | Not licensed by SC to conduct capital market activities | SC |
| 2015 | States Energy Capital | SC | |
| 2015 | Solidus International | Not licensed by the SC to conduct regulated activities under the CMSA | SC |
| 2015 | Proven Oil Asia | SC | |
| 2015 | Mohd Fairouz bin Mohd Din (IC No : 800726-01-6235) | SC | |
| 2015 | DM Rise Enterprise | Not licensed to carry out regulated activities under the CMSA | SC |
| 2015 | Asean Paradize Incorporated | Not licensed by SC to conduct capital market activities | SC |
| 2015 | Asean Union Incorporated | Not licensed by SC to conduct capital market activities | SC |
| 2015 | Asean Union (Labuan) Foundation | Not licensed by SC to conduct capital market activities | SC |
| 25.07.2014 | UFUNCLUB | Not licensed by the SC to conduct capital market activities | BNMSC |
| 2014 | West Street Management Sdn Bhd | SC | |
| 2014 | VVIP Club 88 | Not licensed by the SC to conduct capital market activities | SC |
| 2014 | SRCT & RTCT (UK) Specialist Sdn Bhd | Misuse of SC’s logo. | SC |
| 2014 | SRGold Exchange Berhad | SC | |
| 2014 | Persian Move Forward Sdn Bhd | SC | |
| 2014 | Patrick George Harvey (individual) Passport: 1) 761052713, 2) 099223965 | SC | |
| 2014 | Prestige Bullion / GB Consulting Sdn Bhd | Not licensed by the SC to dealing in derivatives; | SC |
| 2014 | KTC Capital Management | SC | |
| 2014 | Kuala Lumpur Mercantile Exchange | The entity named “The Kuala Lumpur Mercantile Exchange” with URL www.klmex.org and email a… | SC |
| 2014 | Capstone Alliance Group | SC | |
| 2014 | Boss Venture / Cash Deal Sdn Bhd | Not licensed by the SC to conduct capital market activities | SC |
| 2014 | Alvin Low Wei Yan (individual) (NRIC number: 710516-10-5513) | SC | |
| 12.11.2013 | Futurebarrel.com | BNMSC | |
| 2013 | Jalatama Management Sdn Bhd (929594-W) | BNMSC | |
| 2013 | Union Stockholm Management Group | SC | |
| 2013 | RGCX Trading Corporation / Rapid Gold Currency Trading Corporation | Not licensed by the SC to conduct capital market activities | SC |
| 2013 | Kassim & Co Advocates (Mont’ Kiara, Kuala Lumpur) | Unauthorised use of the SC’s logo and name | SC |
| 2013 | Kelab Kebajikan Dan Sosial Tun Teja Malaysia (KKDSTTM) / YDS Corporate Line Sdn Bhd / YDS Holdings Groups Bhd | SC | |
| 2013 | Euro Asian Securities | Not licensed by the SC to conduct capital market activities | SC |